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- SUPREME COURT OF THE UNITED STATES
-
- Syllabus
-
- NIXON v. UNITED STATES et al.
- certiorari to the united states court of appeals for
- the district of columbia circuit
- No. 91-740. Argued October 14, 1992-Decided January 13, 1993
-
- Rehnquist, C. J., delivered the opinion of the Court, in which
- Stevens, O'Connor, Scalia, Kennedy, and Thomas, JJ., joined.
- Stevens, J., filed a concurring opinion. White, J., filed an
- opinion concurring in the judgment, in which Blackmun, J.,
- joined. Souter, J., filed an opinion concurring in the judgment.
-
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-740
- --------
- WALTER L. NIXON, PETITIONER v. UNITED
- STATES et al.
- on writ of certiorari to the united states court
- of appeals for the district of columbia circuit
- [January 13, 1993]
-
-
- Chief Justice Rehnquist delivered the opinion of the
- Court.
-
- Petitioner Walter L. Nixon, Jr., asks this court to decide
- whether Senate Rule XI, which allows a committee of Senators to
- hear evidence against an individual who has been impeached and to
- report that evidence to the full Senate, violates the Impeachment
- Trial Clause, Art. I, 3, cl. 6. That Clause provides that the
- -Senate shall have the sole Power to try all Impeachments.- But
- before we reach the merits of such a claim, we must decide
- whether it is -justiciable,- that is, whether it is a claim that
- may be resolved by the courts. We conclude that it is not.
-
- Nixon, a former Chief Judge of the United States District Court
- for the Southern District of Mississippi, was convicted by a jury
- of two counts of making false statements before a federal grand
- jury and sentenced to prison. See United States v. Nixon, 816 F.
- 2d 1022 (CA5 1987). The grand jury investigation stemmed from
- reports that Nixon had accepted a gratuity from a Mississippi
- businessman in exchange for asking a local district attorney to
- halt the prosecution of the businessman's son. Because Nixon
- refused to resign from his office as a United States District
- Judge, he continued to collect his judicial salary while serving
- out his prison sentence. See H. R. Rep. No. 101-36, p. 13
- (1989). On May 10, 1989, the House of Representatives adopted
- three articles of impeachment for high crimes and misdemeanors.
- The first two articles charged Nixon with giving false testimony
- before the grand jury and the third article charged him with
- bringing disrepute on the Federal Judiciary. See 135 Cong. Rec.
- H1811.
-
- After the House presented the articles to the Senate, the
- Senate voted to invoke its own Impeachment Rule XI, under which
- the presiding officer appoints a committee of Senators to
- "receive evidence and take testimony." Senate Impeachment Rule
- XI, reprinted in Senate Manual, S. Doc. No. 101-1, 101st Cong.,
- 1st Sess., 186 (1989). The Senate committee held four days of
- hearings, during which 10 witnesses, including Nixon, testified.
- S. Rep. No. 101-164, p. 4 (1989). Pursuant to Rule XI, the
- committee presented the full Senate with a complete transcript of
- the proceeding and a report stating the uncontested facts and
- summarizing the evidence on the contested facts. See id., at
- 3-4. Nixon and the House impeachment managers submitted
- extensive final briefs to the full Senate and delivered arguments
- from the Senate floor during the three hours set aside for oral
- argument in front of that body. Nixon himself gave a personal
- appeal, and several Senators posed questions directly to both
- parties. 135 Cong. Rec. S14493-14517 (Nov. 1, 1989). The Senate
- voted by more than the constitutionally required two-thirds
- majority to convict Nixon on the first two articles. Id., at
- S14635 (Nov. 3, 1989). The presiding officer then entered
- judgment removing Nixon from his office as United States District
- Judge.
-
- Nixon thereafter commenced the present suit, arguing that
- Senate Rule XI violates the constitutional grant of authority to
- the Senate to -try- all impeachments because it prohibits the
- whole Senate from taking part in the evidentiary hearings. See
- Art. I, 3, cl. 6. Nixon sought a declaratory judgment that his
- impeachment conviction was void and that his judicial salary and
- privileges should be reinstated. The District Court held that
- his claim was nonjusticiable, 744 F. Supp. 9 (D.C. 1990), and the
- Court of Appeals for the District of Columbia Circuit agreed.
- 290 U.S. App. D.C. 420, 938 F. 2d 239 (1991).
-
- /* Non-justiciablilty refers to the fact that under the
- separation of powers within the U.S. Constitution, the claim is
- not subject to the review of the Courts. This issue is usually
- raised in the context of foreign policy decisions and
- impeachments. */
-
- A controversy is nonjusticiable-i.e., involves a political
- question-where there is "a textually demonstrable constitutional
- commitment of the issue to a coordinate political department; or
- a lack of judicially discoverable and manageable standards for
- resolving it . . . ." Baker v. Carr, 369 U. S. 186, 217 (1962).
- But the courts must, in the first instance, interpret the text in
- question and determine whether and to what extent the issue is
- textually committed. See ibid.; Powell v. McCormack, 395 U. S.
- 486, 519 (1969). As the discussion that follows makes clear, the
- concept of a textual commitment to a coordinate political
- department is not completely separate from the concept of a lack
- of judicially discoverable and manageable standards for resolving
- it; the lack of judicially manageable standards may strengthen
- the conclusion that there is a textually demonstrable commitment
- to a coordinate branch.
-
- In this case, we must examine Art. I, 3, cl. 6, to determine
- the scope of authority conferred upon the Senate by the Framers
- regarding impeachment. It provides:
-
-
- The Senate shall have the sole Power to try all
- impeachments. When sitting for that Purpose, they
- shall be on Oath or Affirmation. When the President of
- the United States is tried, the Chief Justice shall
- preside: And no Person shall be convicted without the
- Concurrence of two thirds of the Members present.
-
- The language and structure of this Clause are revealing. The
- first sentence is a grant of authority to the Senate, and the
- word -sole- indicates that this authority is reposed in the
- Senate and nowhere else. The next two sentences specify
- requirements to which the Senate proceedings shall conform: the
- Senate shall be on oath or affirmation, a two-thirds vote is
- required to convict, and when the President is tried the Chief
- Justice shall preside.
-
- Petitioner argues that the word -try- in the first sentence
- imposes by implication an additional requirement on the Senate in
- that the proceedings must be in the nature of a judicial trial.
- From there petitioner goes on to argue that this limitation
- precludes the Senate from delegating to a select committee the
- task of hearing the testimony of witnesses, as was done pursuant
- to Senate Rule XI. "`[T]ry' means more than simply `vote on' or
- `review' or `judge.'" In 1787 and today, trying a case means
- hearing the evidence, not scanning a cold record. Brief for
- Petitioner 25. Petitioner concludes from this that courts may
- review whether or not the Senate -tried- him before convicting
- him.
-
- There are several difficulties with this position which lead us
- ultimately to reject it. The word -try,- both in 1787 and later,
- has considerably broader meanings than those to which petitioner
- would limit it. Older dictionaries define try as "[t]o examine"
- or "[t]o examine as a judge." See 2 S. Johnson, A Dictionary of
- the English Language (1785). In more modern usage the term has
- various meanings. For example, try can mean "to examine or
- investigate judicially," "to conduct the trial of," or "to put to
- the test by experiment, investigation, or trial." Webster's
- Third New International Dictionary 2457 (1971). Petitioner
- submits that -try,- as contained in T. Sheridan, Dictionary of
- the English Language (1796), means "to examine as a judge; to
- bring before a judicial tribunal." Based on the variety of
- definitions, however, we cannot say that the Framers used the
- word -try- as an implied limitation on the method by which the
- Senate might proceed in trying impeachments. "As a rule the
- Constitution speaks in general terms, leaving Congress to deal
- with subsidiary matters of detail as the public interests and
- changing conditions may require . . . ."
- Dillon v. Gloss, 256 U. S. 368, 376 (1921).
-
- The conclusion that the use of the word -try- in the first
- sentence of the Impeachment Trial Clause lacks sufficient
- precision to afford any judicially manageable standard of review
- of the Senate's actions is fortified by the existence of the
- three very specific requirements that the Constitution does
- impose on the Senate when trying impeachments: the members must
- be under oath, a two- thirds vote is required to convict, and the
- Chief Justice presides when the President is tried. These
- limitations are quite precise, and their nature suggests that the
- Framers did not intend to impose additional limitations on the
- form of the Senate proceedings by the use of the word -try- in
- the first sentence.
-
- Petitioner devotes only two pages in his brief to negating the
- significance of the word -sole- in the first sentence of Clause
- 6. As noted above, that sentence provides that -[t]he Senate
- shall have the sole Power to try all Impeachments.- We think
- that the word -sole- is of considerable significance. Indeed,
- the word -sole- appears only one other time in the Constitution-
- with respect to the House of Representatives' -sole Power of
- Impeachment.- Art. I, 2, cl. 5 (emphasis added). The common
- sense meaning of the word -sole- is that the Senate alone shall
- have authority to determine whether an individual should be
- acquitted or convicted. The dictionary definition bears this
- out. -Sole- is defined as -having no companion,- -solitary,-
- -being the only one,- and -functioning . . . independently and
- without assistance or interference.- Webster's Third New
- International Dictionary 2168 (1971). If the courts may review
- the actions of the Senate in order to determine whether that
- body -tried- an impeached official, it is difficult to see how
- the Senate would be -functioning . . . independently and
- without assistance or interference.-
-
- /* The abdication of the judicial authority of the U.S. Supreme
- Court to the dictionary. */
-
-
- Nixon asserts that the word -sole- has no substantive meaning.
- To support this contention, he argues that the word is nothing
- more than a mere -cosmetic edit- added by the Committee of Style
- after the delegates had approved the substance of the Impeachment
- Trial Clause. There are two difficulties with this argument.
- First, accepting as we must the proposition that the Committee
- of Style had no authority from the Convention to alter the
- meaning of the Clause, see 2 Records of the Federal Convention of
- 1787, p. 553 (M. Farrand ed. 1966) (hereinafter Farrand), we must
- presume that the Committee's reorganization or rephrasing
- accurately captured what the Framers meant in their unadorned
- language. See Powell v. McCormack, 395 U. S., at 538-539. That
- is, we must presume that the Committee did its job. This
- presumption is buttressed by the fact that the Constitutional
- Convention voted on, and accepted, the Committee of Style's
- linguistic version. See 2 Farrand 663-667. We agree with the
- Government that -the word `sole' is entitled to no less weight
- than any other word of the text, because the Committee revision
- perfected what `had been agreed to.'- Brief for Respondents 25.
- Second, carrying Nixon's argument to its logical conclusion would
- constrain us to say that the second to last draft would govern in
- every instance where the Committee of Style added an arguably
- substantive word. Such a result is at odds with the fact that
- the Convention passed the Committee's version, and with the well
- established rule that the plain language of the enacted text is
- the best indicator of intent.
-
- /* One might quibble with the Court's analysis. The first step in
- construing a statute or the consitution is the INTENT of the
- words. If the intent is not clear, then only do you look to the
- plain meaning of the words. Does not the plain meaning of these
- terms show that the framers of the Constitution intended that the
- senate they refer to means the WHOLE senate? In its parsing of
- these terms, the Court runs over the arguments against its
- ruling, perhaps because it cannot parry them otherwise. */
-
-
- Petitioner also contends that the word -sole- should not bear
- on the question of justiciability because Art. II, 2, cl. 1, of
- the Constitution grants the President pardon authority -except in
- Cases of Impeachment.- He argues that such a limitation on the
- President's pardon power would not have been necessary if the
- Framers thought that the Senate alone had authority to deal with
- such questions. But the granting of a pardon is in no sense
- an overturning of a judgment of conviction by some other
- tribunal; it is -[a]n executive action that mitigates or sets
- aside punishment for a crime.- Black's Law Dictionary 1113 (6th
- ed. 1990) (emphasis added). Authority in the Senate to determine
- procedures for trying an impeached official, unreviewable by the
- courts, is therefore not at all inconsistent with authority in
- the President to grant a pardon to the convicted official. The
- exception from the President's pardon authority of cases of
- impeachment was a separate determination by the Framers that
- executive clemency should not be available in such cases.
-
- Petitioner finally argues that even if significance be
- attributed to the word -sole- in the first sentence of the
- clause, the authority granted is to the Senate, and this means
- that -the Senate-not the courts, not a lay jury, not a Senate
- Committee-shall try impeachments.- Brief for Petitioner 42. It
- would be possible to read the first sentence of the Clause this
- way, but it is not a natural reading. Petitioner's
- interpretation would bring in to judicial purview not merely the
- sort of claim made by petitioner, but other similar claims based
- on the conclusion that the word -Senate- has imposed by
- implication limitations on procedures which the Senate might
- adopt. Such limitations would be inconsistent with the
- construction of the Clause as a whole, which, as we have noted,
- sets out three express limitations in separate sentences.
-
- /* If the senate passed a senate rule which provided that the
- impeachments were to be tried by an outside special master, would
- the court then intervene? Nixon's point is that the Senate does
- not include "part of the senate" and that the Senate itself, not
- a sub-set must hear the case and rule. None of the arguments to
- date clearly addresses this problem. However, it is quite
- possible to justify this ruling as one necessary for mutual
- respect within the three branches of government. */
-
-
- The history and contemporary understanding of the impeachment
- provisions support our reading of the constitutional language.
- The parties do not offer evidence of a single word in the history
- of the Constitutional Convention or in contemporary commentary
- that even alludes to the possibility of judicial review in the
- context of the impeachment powers. See 290 U. S. App. D.C., at
- 424, 938 F. 2d, at 243; R. Berger, Impeachment: The
- Constitutional Problems 116 (1973). This silence is quite
- meaningful in light of the several explicit references to the
- availability of judicial review as a check on the Legislature's
- power with respect to bills of attainder, ex post facto laws, and
- statutes. See The Federalist No. 78, p. 524 (J. Cooke ed. 1961)
- ("Limitations . . . can be preserved in practice no other way
- than through the medium of the courts of justice").
-
- The Framers labored over the question of where the impeachment
- power should lie. Significantly, in at least two considered
- scenarios the power was placed with the Federal Judiciary. See 1
- Farrand 21-22 (Virginia Plan); id., at 244 (New Jersey Plan).
- Indeed, Madison and the Committee of Detail proposed that the
- Supreme Court should have the power to determine impeachments.
- See 2 id., at 551 (Madison); id., at 178-179, 186 (Committee
- of Detail). Despite these proposals, the Convention ultimately
- decided that the Senate would have "the sole Power to Try all
- Impeachments." Art. I, 3, cl. 6. According to Alexander
- Hamilton, the Senate was the "most fit depositary of this
- important trust" because its members are representatives of the
- people. See The Federalist No. 65, p. 440 (J. Cooke ed. 1961).
- The Supreme Court was not the proper body because the Framers
- "doubted whether the members of that tribunal would, at all
- times, be endowed with so eminent a portion of fortitude as would
- be called for in the execution of so difficult a task" or whether
- the Court "would possess the degree of credit and authority" to
- carry out its judgment if it conflicted with the accusation
- brought by the Legislature- the people's representative. See
- id., at 441. In addition, the Framers believed the Court was too
- small in number: "The awful discretion, which a court of
- impeachments must necessarily have, to doom to honor or to infamy
- the most confidential and the most distinguished characters of
- the community, forbids the commitment of the trust to a small
- number of persons."
-
- /* Nixon's argument in a nutshell. The framers intended for a
- larger body to rule, not just part of the Senate. */
-
- Id., at 441-442.
-
- There are two additional reasons why the Judiciary, and the
- Supreme Court in particular, were not chosen to have any role in
- impeachments. First, the Framers recognized that most likely
- there would be two sets of proceedings for individuals who commit
- impeachable offenses- the impeachment trial and a separate
- criminal trial. In fact,the Constitution explicitly provides for
- two separate proceedings. See Art. I, 3, cl. 7. The Framers
- deliberately separated the two forums to avoid raising the
- specter of bias and to ensure independent judgments:
-
-
- Would it be proper that the persons, who had disposed
- of his fame and his most valuable rights as a citizen
- in one trial, should in another trial, for the same
- offence, be also the disposers of his life and his
- fortune? Would there not be the greatest reason to
- apprehend, that error in the first sentence would be
- the parent of error in the second sentence? That the
- strong bias of one decision would be apt to overrule
- the influence of any new lights, which might be brought
- to vary the complexion of another decision?- The
- Federalist No. 65, p. 442 (J. Cooke ed. 1961).
-
- Certainly judicial review of the Senate's -trial- would introduce
- the same risk of bias as would participation in the trial itself.
-
- Second, judicial review would be inconsistent with the Framers'
- insistence that our system be one of checks and balances. In our
- constitutional system, impeachment was designed to be the only
- check on the Judicial Branch by the Legislature. On the topic of
- judicial accountability, Hamilton wrote:
-
- The precautions for their responsibility are comprised
- in the article respecting impeachments. They are
- liable to be impeached for malconduct by the house of
- representatives, and tried by the senate, and if
- convicted, may be dismissed from office and
- disqualified for holding any other. This is the only
- provision on the point, which is consistent with the
- necessary independence of the judicial character, and
- is the only one which we find in our own constitution
- in respect to our own judges. Id., No. 79, pp. 532-533
- (emphasis added).
-
-
- Judicial involvement in impeachment proceedings, even if only for
- purposes of judicial review, is counterintuitive because it would
- eviscerate the -important constitutional check- placed on the
- Judiciary by the Framers. See id., No. 81, p. 545. Nixon's
- argument would place final reviewing authority with respect to
- impeachments in the hands of the same body that the impeachment
- process is meant to regulate.
-
-
- /* A gross overstatement as all Nixon wants is a review of the
- process, not the result, and a rather limited review of the
- process at that. */
-
- Nevertheless, Nixon argues that judicial review is necessary in
- order to place a check on the Legislature. Nixon fears that if
- the Senate is given unreviewable authority to interpret the
- Impeachment Trial Clause, there is a grave risk that the Senate
- will usurp judicial power. The Framers anticipated this
- objection and created two constitutional safeguards to keep the
- Senate in check. The first safeguard is that the whole of the
- impeachment power is divided between the two legislative bodies,
- with the House given the right to accuse and the Senate given
- the right to judge. Id., No. 66, p. 446. This split of
- authority "avoids the inconvenience of making the same persons
- both accusers and judges; and guards against the danger of
- persecution from the prevalency of a factious spirit in either of
- those branches." The second safeguard is the two-thirds
- supermajority vote requirement. Hamilton explained that "[a]s the
- concurrence of two-thirds of the senate will be requisite to a
- condemnation, the security to innocence, from this additional
- circumstance, will be as complete as itself can desire.-
- Ibid.
-
- In addition to the textual commitment argument, we are
- persuaded that the lack of finality and the difficulty of
- fashioning relief counsel against justiciability. See Baker
- v. Carr, 369 U. S., at 210. We agree with the Court of Appeals
- that opening the door of judicial review to the procedures used
- by the Senate in trying impeachments would "expose the political
- life of the country to months, or perhaps years, of chaos." 290
- U. S. App. D.C., at 427, 938 F. 2d, at 246. This lack of
- finality would manifest itself most dramatically if the President
- were impeached. The legitimacy of any successor, and hence his
- effectiveness, would be impaired severely, not merely while the
- judicial process was running its course, but during any retrial
- that a differently constituted Senate might conduct if its first
- judgment of conviction were invalidated. Equally uncertain is
- the question of what relief a court may give other than simply
- setting aside the judgment of conviction. Could it order the
- reinstatement of a convicted federal judge, or order Congress to
- create an additional judgeship if the seat had been filled in the
- interim?
-
- Petitioner finally contends that a holding of nonjusticiability
- cannot be reconciled with our opinion in Powell v. McCormack, 395
- U. S. 486 (1969). The relevant issue in Powell was whether
- courts could review the House of Representatives' conclusion that
- Powell was -unqualified- to sit as a Member because he had been
- accused of misappropriating public funds and abusing the process
- of the New York courts. We stated that the question of
- justiciability turned on whether the Constitution committed
- authority to the House to judge its members' qualifications, and
- if so, the extent of that commitment. Id., at 519, 521. Article
- I, 5 provides that "Each House shall be the Judge of the
- Elections, Returns and Qualifications of its own Members." In
- turn, Art. I, 2 specifies three requirements for membership in
- the House: The candidate must be at least 25 years of age, a
- citizen of the United States for no less than seven years, and an
- inhabitant of the State he is chosen to represent. We held that,
- in light of the three requirements specified in the Constitution,
- the word -qualifications--of which the House was to be the
- Judge-was of a precise, limited nature. Id., at 522; see also
- The Federalist No. 60, p. 409 (J. Cooke ed. 1961) ("The
- qualifications of the persons who may choose or be chosen, as has
- been remarked upon another occasion, are defined and fixed in the
- constitution; and are unalterable by the legislature.") (emphasis
- added) (quoted in Powell, supra, at 539).
-
- Our conclusion in Powell was based on the fixed meaning of
- -[q]ualifications- set forth in Art. I, 2. The claim by the
- House that its power to -be the Judge of the Elections, Returns
- and Qualifications of its own Members- was a textual commitment
- of unreviewable authority was defeated by the existence of this
- separate provision specifying the only qualifications which might
- be imposed for House membership. The decision as to whether a
- member satisfied these qualifications was placed with the House,
- but the decision as to what these qualifications consisted of was
- not.
-
- In the case before us, there is no separate provision of the
- Constitution which could be defeated by allowing the Senate final
- authority to determine the meaning of the word -try- in the
- Impeachment Trial Clause. We agree with Nixon that courts
- possess power to review either legislative or executive action
- that transgresses identifiable textual limits. As we have made
- clear, "whether the action of [either the Legislative or
- Executive Branch] exceeds whatever authority has been committed,
- is itself a delicate exercise in constitutional interpretation,
- and is a responsibility of this Court as ultimate interpreter of
- the Constitution." Baker v. Carr, supra, at 211; accord, Powell,
- supra, at 521. But we conclude, after exercising that delicate
- responsibility, that the word -try- in the Impeachment Clause
- does not provide an identifiable textual limit on the authority
- which is committed to the Senate.
-
- For the foregoing reasons, the judgment of the Court of
- Appeals is
- Affirmed.
-
- Justice Stevens, concurring.
-
- For me, the debate about the strength of the inferences to be
- drawn from the use of the words -sole- and -try- is far less
- significant than the central fact that the Framers decided to
- assign the impeachment power to the Legislative Branch. The
- disposition of the impeachment of Samuel Chase in 1805
- demonstrated that the Senate is fully conscious of the profound
- importance of that assignment, and nothing in the subsequent
- history of the Senate's exercise of this extraordinary power
- suggests otherwise. See generally 3 A. Beveridge, The Life of
- John Marshall 169-222 (1919); W. Rehnquist, Grand Inquests
- 275-278 (1992). Respect for a coordinate Branch of the
- Government forecloses any assumption that improbable
- hypotheticals like those mentioned by Justice White and Justice
- Souter will ever occur. Accordingly, the wise policy of judicial
- restraint, coupled with the potential anomalies associated with a
- contrary view, see ante at 9-12, provide a sufficient
- justification for my agreement with the views of The Chief
- Justice.
-
-
- Justice White, with whom Justice Blackmun joins,
- concurring in the judgment.
-
- Petitioner contends that the method by which the Senate
- convicted him on two articles of impeachment violates Art. I, 3,
- cl. 6 of the Constitution, which mandates that the Senate -try-
- impeachments. The Court is of the view that the Constitution
- forbids us even to consider his contention. I find no such
- prohibition and would therefore reach the merits of the claim. I
- concur in the judgment because the Senate fulfilled its
- constitutional obligation to -try- petitioner.
-
- I
-
- It should be said at the outset that, as a practical matter, it
- will likely make little difference whether the Court's or my view
- controls this case. This is so because the Senate has very wide
- discretion in specifying impeachment trial procedures and because
- it is extremely unlikely that the Senate would abuse its
- discretion and insist on a procedure that could not be deemed a
- trial by reasonable judges. Even taking a wholly practical
- approach, I would prefer not to announce an unreviewable
- discretion in the Senate to ignore completely the constitutional
- direction to -try- impeachment cases. When asked at oral
- argument whether that direction would be satisfied if, after a
- House vote to impeach, the Senate, without any procedure
- whatsoever, unanimously found the accused guilty of being -a bad
- guy,- counsel for the United States answered that the
- Government's theory "leads me to answer that question yes." Tr.
- Oral Arg. 51. Especially in light of this advice from the
- Solicitor General, I would not issue an invitation to the Senate
- to find an excuse, in the name of other pressing business, to be
- dismissive of its critical role in the impeachment process.
-
- Practicalities aside, however, since the meaning of a
- constitutional provision is at issue, my disagreement with the
- Court should be stated.
-
-
- II
-
- The majority states that the question raised in this case meets
- two of the criteria for political questions set out in Baker v.
- Carr, 369 U. S. 186 (1962). It concludes first that there is -`a
- textually demonstrable constitutional commitment of the issue to
- a coordinate political department.' It also finds that the
- question cannot be resolved for -`a lack of judicially
- discoverable and manageable standards.'- Ante, at 3.
-
- Of course the issue in the political question doctrine is
- not whether the Constitutional text commits exclusive
- responsibility for a particular governmental function to one
- of the political branches. There are numerous instances of this
- sort of textual commitment, e.g., Art. I, 8, and it is not
- thought that disputes implicating these provisions are
- nonjusticiable. Rather, the issue is whether the Constitution
- has given one of the political branches final responsibility for
- interpreting the scope and nature of such a power.
-
- Although Baker directs the Court to search for "a textually
- demonstrable constitutional commitment" of such responsibility,
- there are few, if any, explicit and unequivocal instances in the
- Constitution of this sort of textual commitment. Conferral on
- Congress of the power to -Judge- qualifications of its members by
- Art. I, 5 may, for example, preclude judicial review of whether a
- prospective member in fact meets those qualifications. See
- Powell v. McCormack, 395 U. S. 486, 548 (1969). The courts
- therefore are usually left to infer the presence of a political
- question from the text and structure of the Constitution. In
- drawing the inference that the Constitution has committed final
- interpretive authority to one of the political branches, courts
- are sometimes aided by textual evidence that the judiciary was
- not meant to exercise judicial review - a coordinate inquiry
- expressed in Baker's -lack of judicially discoverable and
- manageable standards- criterion. See, e.g., Coleman v. Miller,
- 307 U. S. 433, 452-454 (1939), where the Court refused to
- determine the life span of a proposed constitutional amendment
- given Art. V's placement of the amendment process with Congress
- and the lack of any judicial standard for resolving the question.
- See also id., at 457-460 (Black, J., concurring).
-
- A
-
- The majority finds a clear textual commitment in the
- Constitution's use of the word -sole- in the phrase -the
- Senate shall have the sole Power to try all impeachments.- Art.
- I, 3, cl. 6. It attributes -considerable significance- to the
- fact that this term appears in only one other passage in the
- Constitution. Ante, at 6. See Art. I, 2, cl. 5 (the House of
- Representatives -shall have the sole Power of Impeachment-). The
- Framers' sparing use of -sole- is thought to indicate that its
- employment in the Impeachment Trial Clause demonstrates a concern
- to give the Senate exclusive interpretive authority over the
- Clause.
-
- In disagreeing with the Court, I note that the Solicitor
- General stated at oral argument that -[w]e don't rest our
- submission on sole power to try.- Tr. Oral Arg. 32; see also
- id., at 51. The Government was well advised in this respect.
- The significance of the Constitution's use of the term -sole-
- lies not in the infrequency with which the term appears, but in
- the fact that it appears exactly twice, in parallel provisions
- concerning impeachment. That the word -sole- is found only in
- the House and Senate Impeachment Clauses demonstrates that its
- purpose is to emphasize the distinct role of each in the
- impeachment process. As the majority notes, the Framers,
- following English practice, were very much concerned to
- separate the prosecutorial from the adjudicative aspects
- of impeachment. Ante, at 11 (citing The Federalist No.
- 66, p. 446 (J. Cooke ed. 1961)). Giving each House -sole- power
- with respect to its role in impeachments effected this division
- of labor. While the majority is thus right to interpret the term
- -sole- to indicate that the Senate ought to -`functio[n]
- independently and without assistance or interference,'- ante, at
- 6, it wrongly identifies the judiciary, rather than the House, as
- the source of potential interference with which the Framers were
- concerned when they employed the term -sole.-
-
- Even if the Impeachment Trial Clause is read without regard to
- its companion clause, the Court's willingness to abandon its
- obligation to review the constitutionality of legislative acts
- merely on the strength of the word -sole- is perplexing.
- Consider, by comparison, the treatment of Art. I, 1, which grants
- -All legislative powers- to the House and Senate. As used in
- that context -all- is nearly synonymous with -sole- - both
- connote entire and exclusive authority. Yet the Court has never
- thought it would unduly interfere with the operation of the
- Legislative Branch to entertain difficult and important questions
- as to the extent of the legislative power. Quite the opposite,
- we have stated that the proper interpretation of the Clause falls
- within the province of the judiciary. Addressing the
- constitutionality of the legislative veto, for example, the Court
- found it necessary and proper to interpret Art. I, 1 as one of
- the "[e]xplicit and unambiguous provisions of the Constitution
- [that] prescribe and define the respective functions of the
- Congress and of the Executive in the legislative process." INS
- v. Chadha, 462 U. S. 919, 945 (1983).
-
- The majority also claims support in the history and early
- interpretations of the Impeachment Clauses, noting the various
- arguments in support of the current system made at the
- Constitutional Convention and expressed powerfully by Hamilton in
- The Federalist Nos. 65 and 66. In light of these materials there
- can be little doubt that the Framers came to the view at the
- Convention that the trial of officials' public misdeeds should be
- conducted by representatives of the people; that the fledgling
- judiciary lacked the wherewithal to adjudicate political
- intrigues; that the judiciary ought not to try both impeachments
- and subsequent criminal cases emanating from them; and that
- the impeachment power must reside in the Legislative Branch to
- provide a check on the largely unaccountable judiciary.
-
- The majority's review of the historical record thus explains
- why the power to try impeachments properly resides with the
- Senate. It does not explain, however, the sweeping statement
- that the judiciary was -not chosen to have any role in
- impeachments.- Ante, at 9. Not a single word in the historical
- materials cited by the majority addresses judicial review of the
- Impeachment Trial Clause. And a glance at the arguments
- surrounding the Impeachment Clauses negates the majority's
- attempt to infer nonjusticiability from the Framers' arguments in
- support of the Senate's power to try impeachments.
-
- What the relevant history mainly reveals is deep ambivalence
- among many of the Framers over the very institution of
- impeachment, which, by its nature, is not easily reconciled with
- our system of checks and balances. As they clearly recognized,
- the branch of the Federal Government which is possessed of the
- authority to try impeachments, by having final say over the
- membership of each branch, holds a potentially unanswerable power
- over the others. In addition, that branch, insofar as it is
- called upon to try not only members of other branches,
- but also its own, will have the advantage of being the
- judge of its own members' causes.
-
- It is no surprise, then, that the question of impeachment
- greatly vexed the Framers. The pages of the Convention debates
- reveal diverse plans for resolving this exceedingly difficult
- issue. See P. Hoffer & N. Hull, Impeachment in America,
- 1635-1805, pp. 97-106 (1984) (discussing various proposals).
- Both before and during the convention, Madison maintained that
- the judiciary ought to try impeachments. Id., at 74, 98, 100.
- Shortly thereafter, however, he devised a quite complicated
- scheme that involved the participation of each branch. Id., at
- 74-75. Jefferson likewise had attempted to develop an
- interbranch system for impeachment trials in Virginia. Id., at
- 71-72. Even Hamilton's eloquent defense of the scheme adopted by
- the Constitution was based on a pragmatic decision to further the
- cause of ratification rather than a strong belief in the
- superiority of a scheme vesting the Senate with the sole power to
- try impeachments. While at the Convention, Hamilton advocated
- that impeachment trials be conducted by a court made up of
- state court judges. 1 Records of the Federal Convention of 1787,
- pp. 292-293 (M. Farrand ed. 1966). Four months after publishing
- the Federalist Nos. 65 and 66, however, he urged the New York
- Ratifying Convention to amend the Clause he had so ably defended
- to have the Senate, the Supreme Court, and judges from each state
- jointly try impeachments. 5 The Papers of Alexander Hamilton
- 167-168 (H. Syrett ed. 1962).
-
- The historical evidence reveals above all else that the
- Framers were deeply concerned about placing in any branch the
- -awful discretion, which a court of impeachments must necessarily
- have.- The Federalist No. 65, p. 441 (J. Cooke ed. 1961).
- Viewed against this history, the discord between the majority's
- position and the basic principles of checks and balances
- underlying the Constitution's separation of powers is clear. In
- essence, the majority suggests that the Framers' conferred upon
- Congress a potential tool of legislative dominance yet at
- the same time rendered Congress' exercise of that power one of
- the very few areas of legislative authority immune from any
- judicial review. While the majority rejects petitioner's
- justiciability argument as espousing a view "inconsistent with
- the Framers' insistence that our system be one of checks and
- balances," ante, at 10, it is the Court's finding of
- nonjusticiability that truly upsets the Framers' careful design.
- In a truly balanced system, impeachments tried by the Senate
- would serve as a means of controlling the largely unaccountable
- judiciary, even as judicial review would ensure that the Senate
- adhered to a minimal set of procedural standards in conducting
- impeachment trials.
-
- /* This is perhaps the most coherent explanation of the position
- that the Courts cannot review the verdict of an impeachment, but
- can review the process which leads to the verdict for the sole
- purpose of seeing that the Senate, in full, try the case. */
-
-
- B
-
- The majority also contends that the term -try- does not
- present a judicially manageable standard. It notes that
- in 1787, as today, the word -try- may refer to an inquiry
- in the nature of a judicial proceeding, or, more generally,
- to experimentation or investigation. In light of the term's
- multiple senses, the Court finds itself unable to conclude
- that the Framers used the word -try- as -an implied limitation on
- the method by which the Senate might proceed in trying
- impeachments.- Ante, at 5. Also according to the majority,
- comparison to the other more specific requirements listed in the
- Impeachment Trial Clause - that the senators must proceed under
- oath and vote by two-thirds to convict, and that the Chief
- Justice must preside over an impeachment trial of the President
- - indicates that the word -try- was not meant by the Framers to
- constitute a limitation on the Senate's conduct and further
- reveals the term's unmanageability. It is apparently on this
- basis that the majority distinguishes Powell v. McCormack, 395 U.
- S. 486 (1969). In Powell, the House of Representatives argued
- that the grant to Congress of the power to -Judge- the
- qualifications of its members in Art. I, 5 precluded the Court
- from reviewing the House's decision that Powell was not fit for
- membership. We held to the contrary, noting that, although the
- Constitution leaves the power to -Judge- in the hands of
- Congress, it also enumerates, in Art. I, 2, the -qualifications-
- whose presence or absence Congress must adjudge. It is precisely
- the business of the courts, we concluded, to determine the nature
- and extent of these constitutionally-specified qualifications.
- Id., at 522. The majority finds this case different from Powell
- only on the grounds that, whereas the qualifications of Art. I, 2
- are readily susceptible to judicial interpretation, the term -try
- does not provide an -identifiable textual limit on the authority
- which is committed to the Senate.- Ante, at 14. This argument
- comes in two variants. The first, which asserts that one simply
- cannot ascertain the sense of -try- which the Framers employed
- and hence cannot undertake judicial review, is clearly untenable.
- To begin with, one would intuitively expect that, in defining the
- power of a political body to conduct an inquiry into official
- wrongdoing, the Framers used -try- in its legal sense. That
- intuition is borne out by reflection on the alternatives.
- The third clause of Art. I, 3 cannot seriously be read to mean
- that the Senate shall -attempt- or -experiment with-
- impeachments. It is equally implausible to say that the Senate
- is charged with -investigating- impeachments given that this
- description would substantially overlap with the House of
- Representatives' -sole- power to draw up articles of impeachment.
- Art. I, 2, cl. 5. That these alternatives are not realistic
- possibilities is finally evidenced by the use of -tried- in the
- third sentence of the Impeachment Trial Clause ("[w]hen the
- President of the United States is tried . . ."), and by Art. III,
- 2, cl. 3 (-[t]he Trial of all Crimes, except in Cases of
- Impeachment . . .-). The other variant of the majority position
- focuses not on which sense of -try- is employed in the
- Impeachment Trial Clause, but on whether the legal sense of that
- term creates a judicially manageable standard. The majority
- concludes that the term provides no -identifiable textual
- limit.- Yet, as the Government itself conceded at oral
- argument, the term -try- is hardly so elusive as the majority
- would have it. See Tr. of Oral Arg. 51-52. Were the Senate, for
- example, to adopt the practice of automatically entering a
- judgment of conviction whenever articles of impeachment were
- delivered from the House, it is quite clear that the Senate will
- have failed to -try- impeachments. See, id., at 52. Indeed in
- this respect, -try- presents no greater, and perhaps fewer,
- interpretive difficulties than some other constitutional
- standards that have been found amenable to familiar techniques of
- judicial construction, including, for example, -Commerce
- . . . among the several States,- Art. I, 8, cl. 3, and -due
- process of law.- Amdt. 5; see Gibbons v. Ogden, 9 Wheat.
- 1, 189 (1824) ("The subject to be regulated is commerce; and our
- constitution being . . . one of enumeration, and not of
- definition, to ascertain the extent of the power, it becomes
- necessary to settle the meaning of the word"); Mathews v.
- Eldridge, 424 U. S. 319, 334 (1976) (`-[D]ue process,- unlike
- some legal rules, is not a technical conception with a fixed
- content unrelated to time, place and circumstances'-) (quoting
- Cafeteria Workers v. McElroy, 367 U. S. 886, 895 (1961)).
-
- III
-
- The majority's conclusion that -try- is incapable of
- meaningful judicial construction is not without irony. One
- might think that if any class of concepts would fall within
- the definitional abilities of the judiciary, it would be that
- class having to do with procedural justice. Examination
- of the remaining question - whether proceedings in accordance
- with Senate Rule XI are compatible with the Impeachment Trial
- Clause - confirms this intuition. Petitioner bears the rather
- substantial burden of demonstrating that, simply by employing the
- word -try,- the Constitution prohibits the Senate from relying on
- a fact-finding committee. It is clear that the Framers were
- familiar with English impeachment practice and with that
- of the States employing a variant of the English model at the
- time of the Constitutional Convention. Hence there is little
- doubt that the term -try- as used in Art. I, 3, cl. 6 meant that
- the Senate should conduct its proceedings in a manner somewhat
- resembling a judicial proceeding. Indeed, it is safe to assume
- that Senate trials were to follow the practice in England and the
- States, which contemplated a formal hearing on the charges, at
- which the accused would be represented by counsel, evidence
- would be presented, and the accused would have the opportunity to
- be heard.
-
- Petitioner argues, however, that because committees were not
- used in state impeachment trials prior to the Convention, the
- word -try- cannot be interpreted to permit their use. It is,
- however, a substantial leap to infer from the absence of a
- particular device of parliamentary procedure that its use has
- been forever barred by the Constitution. And there is textual
- and historical evidence that undermines the inference sought to
- be drawn in this case. The fact that Art. III, 2, cl. 3
- specifically exempts impeachment trials from the jury requirement
- provides some evidence that the Framers were anxious not to have
- additional specific procedural requirements read into the
- term -try.- Contemporaneous commentary further supports this
- view. Hamilton, for example, stressed that a trial by so large a
- body as the Senate (which at the time promised to boast 26
- members) necessitated that the proceedings not -be tied down
- to . . . strict rules, either in the delineation of the offence
- by the prosecutors, or in the construction of it by the
- Judges . . . .- The Federalist No. 65, p. 441 (J. Cooke ed.
- 1961). In his extensive analysis of the Impeachment Trial
- Clause, Justice Story offered a nearly identical analysis, which
- is worth quoting at length.
-
- [I]t is obvious, that the strictness of the forms of
- proceeding in cases of offences at common law is ill
- adapted to impeachments. The very habits growing out
- of judicial employments; the rigid manner, in which the
- discretion of judges is limited, and fenced in on all
- sides, in order to protect persons accused of crimes by
- rules and precedents; and the adherence to technical
- principles, which, perhaps, distinguishes this branch
- of the law, more than any other, are all ill adapted to
- the trial of political offences, in the broad course of
- impeachments. And it has been observed with great
- propriety, that a tribunal of a liberal and
- comprehensive character, confined, as little as
- possible, to strict forms, enabled to continue its
- session as long as the nature of the law may require,
- qualified to view the charge in all its bearings and
- dependencies, and to appropriate on sound principles of
- public policy the defence of the accused, seems
- indispensable to the value of the trial. The history
- of impeachments, both in England and America, justifies
- the remark. There is little technical in the mode of
- proceeding; the charges are sufficiently clear, and yet
- in a general form; there are few exceptions, which
- arise in the application of the evidence, which grow
- out of mere technical rules and quibbles. And it has
- repeatedly been seen, that the functions have been
- better understood, and more liberally and justly
- expounded by statesmen, then by mere lawyers.- 1 J.
- Story, Commentaries on the Constitution of the
- United States 765, p. 532 (3d ed. 1858).
-
- It is also noteworthy that the delegation of fact-finding
- by judicial and quasi-judicial bodies was hardly unknown to the
- Framers. Jefferson, at least, was aware that the House of Lords
- sometimes delegated fact-finding in impeachment trials to
- committees and recommended use of the same to the Senate. T.
- Jefferson, A Manual of Parliamentary Practice for the Use of the
- Senate of the United States LIII (2d ed. 1812) ("The practice is
- to swear the witnesses in open House, and then examine them
- there: or a committee may be named, who shall examine them in
- committee . . ."), reprinted in Jefferson's Parliamentary
- Writings, The Papers of Thomas Jefferson, Second Series 424 (W.
- Howell ed. 1988). The States also had on occasion employed
- legislative committees to investigate whether to draw up articles
- of impeachment. See Hoffer & Hull, at 29, 33. More generally,
- in colonial governments and state legislatures, contemnors
- appeared before committees to answer the charges against them.
- See Groppi v. Leslie, 404 U. S. 496, 501 (1972). Federal
- courts likewise had appointed special masters and other
- fact finders -[f]rom the commencement of our Government.- Ex
- parte Peterson, 253 U. S. 300, 312 (1920). Particularly in light
- of the Constitution's grant to each House of the power to
- -determine the Rules of its Proceedings,- see Art. I, 5, cl. 2,
- the existence of legislative and judicial delegation strongly
- suggests that the Impeachment Trial Clause was not designed to
- prevent employment of a factfinding committee.
-
- In short, textual and historical evidence reveals that the
- Impeachment Trial Clause was not meant to bind the hands of the
- Senate beyond establishing a set of minimal procedures. Without
- identifying the exact contours of these procedures, it is
- sufficient to say that the Senate's use of a factfinding
- committee under Rule XI is entirely compatible with the
- Constitution's command that the Senate -try all impeachments.-
- Petitioner's challenge to his conviction must therefore fail.
-
- IV
-
- Petitioner has not asked the Court to conduct his impeachment
- trial; he has asked instead that it determine whether his
- impeachment was tried by the Senate. The majority refuses to
- reach this determination out of a laudable desire to respect the
- authority of the legislature. Regrettably, this concern is
- manifested in a manner that does needless violence to the
- Constitution. The deference that is owed can be found in the
- Constitution itself, which provides the Senate ample discretion
- to determine how best to try impeachments.
-
-
- Justice Souter, concurring in the judgment.
-
- I agree with the Court that this case presents a nonjusticiable
- political question. Because my analysis differs somewhat from
- the Court's, however, I concur in its judgment by this separate
- opinion.
-
- As we cautioned in Baker v. Carr, 369 U. S. 186, 210-211
- (1962), -the `political question' label- tends -to obscure the
- need for case-by-case inquiry.- The need for such close
- examination is nevertheless clear from our precedents, which
- demonstrate that the functional nature of the political question
- doctrine requires analysis of -the precise facts and posture of
- the particular case,- and precludes -resolution by any semantic
- cataloguing,- id., at 217:
-
- Prominent on the surface of any case held to involve
- a political question is found a textually demonstrable
- constitutional commitment of the issue to a coordinate
- political department; or a lack of judicially
- discoverable and manageable standards for resolving it;
- or the impossibility of deciding without an initial
- policy determination of a kind clearly for nonjudicial
- discretion; or the impossibility of a court's
- undertaking independent resolution without expressing
- lack of the respect due coordinate branches of
- government; or an unusual need for unquestioning
- adherence to a political decision already made; or the
- potentiality of embarrassment from multifarious
- pronouncements by various departments on one question.
- Ibid.
-
- Whatever considerations feature most prominently in a
- particular case, the political question doctrine is -essentially
- a function of the separation of powers,- ibid., existing to
- restrain courts "from inappropriate interference in the business
- of the other branches of Government," United States v.
- Munoz-Flores, 495 U. S. 385, 394 (1990), and deriving in large
- part from prudential concerns about the respect we owe the
- political departments. See Goldwater v. Carter, 444 U. S. 996,
- 1000 (1979) (Powell, J., concurring in judgment); A. Bickel, The
- Least Dangerous Branch 125-126 (2d ed. 1986); Finkelstein,
- Judicial Self-Limitation, 37 Harv. L. Rev. 338, 344-345 (1924).
- Not all interference is inappropriate or disrespectful,
- however, and application of the doctrine ultimately turns,
- as Learned Hand put it, on "how importunately the occasion
- demands an answer." L. Hand, The Bill of Rights 15 (1958).
-
- This occasion does not demand an answer. The Impeachment Trial
- Clause commits to the Senate "the sole Power to try all
- Impeachments," subject to three procedural requirements: the
- Senate shall be on oath or affirmation; the Chief Justice shall
- preside when the President is tried; and conviction shall be upon
- the concurrence of two-thirds of the Members present. U. S.
- Const., Art. I, 3, cl. 6. It seems fair to conclude that the
- Clause contemplates that the Senate may determine, within broad
- boundaries, such subsidiary issues as the procedures for receipt
- and consideration of evidence necessary to satisfy its duty to
- -try- impeachments. Other significant considerations confirm a
- conclusion that this case presents a nonjusticiable political
- question: the -unusual need for unquestioning adherence to a
- political decision already made,- as well as -the potentiality of
- embarrassment from multifarious pronouncements by various
- departments on one question.- Baker, supra, at 217. As the
- Court observes, see ante, at 11-12, judicial review of an
- impeachment trial would under the best of circumstances entail
- significant disruption of government. One can, nevertheless,
- envision different and unusual circumstances that might justify a
- more searching review of impeachment proceedings. If the Senate
- were to act in a manner seriously threatening the integrity of
- its results, convicting, say, upon a coin-toss, or upon a
- summary determination that an officer of the United States was
- simply -`a bad guy,'- ante, at 2 (White, J., concurring in
- judgment), judicial interference might well be appropriate. In
- such circumstances, the Senate's action might be so far beyond
- the scope of its constitutional authority, and the consequent
- impact on the Republic so great, as to merit a judicial response
- despite the prudential concerns that would ordinarily counsel
- silence. "The political question doctrine, a tool for
- maintenance of governmental order, will not be so applied as to
- promote only disorder." Baker, supra, at 215.
-
-
- /* A middle ground findinf that this procedure is acceptable but
- leaving review of other procedures to the time when they are
- brought before the Court. */
-